Jun Pei - May 22, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Stock symbol
CPTN
Transactions as of
May 22, 2023
Transactions value $
-$15,031
Form type
4
Date filed
5/22/2023, 05:01 PM
Previous filing
May 19, 2023
Next filing
Aug 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Tax liability -$15K -40.6K -2.51% $0.37 1.58M May 22, 2023 Direct F1
holding CPTN Common Stock 26M May 22, 2023 See footnote F2
holding CPTN Common Stock 71.2K May 22, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.