Jun Pei - 22 May 2023 Form 4 Insider Report for Cepton, Inc.

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Issuer symbol
N/A
Transactions as of
22 May 2023
Net transactions value
-$15,031
Form type
4
Filing time
22 May 2023, 17:01:59 UTC
Previous filing
19 May 2023
Next filing
11 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Tax liability $15,031 -40,624 -2.5% $0.3700 1,580,916 22 May 2023 Direct F1
holding CPTN Common Stock 25,954,268 22 May 2023 See footnote F2
holding CPTN Common Stock 71,154 22 May 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.