Jun Pei - 18 May 2023 Form 4 Insider Report for Cepton, Inc.

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Issuer symbol
N/A
Transactions as of
18 May 2023
Net transactions value
$0
Form type
4
Filing time
19 May 2023, 17:02:13 UTC
Previous filing
17 Mar 2023
Next filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Gift $0 -1,500,000 -5.5% $0.000000 25,954,268 18 May 2023 See footnote F1, F2
holding CPTN Common Stock 1,621,540 18 May 2023 Direct
holding CPTN Common Stock 71,154 18 May 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of stock were gifted for no consideration.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.