Jun Pei - Mar 16, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Stock symbol
CPTN
Transactions as of
Mar 16, 2023
Transactions value $
-$270,000
Form type
4
Date filed
3/17/2023, 06:01 PM
Previous filing
Feb 10, 2023
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Sale -$270K -500K -1.79% $0.54 27.5M Mar 16, 2023 See footnote F1, F2
holding CPTN Common Stock 71.2K Mar 16, 2023 By spouse
holding CPTN Common Stock 1.62M Mar 16, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disposed 500,000 shares of Common Stock in multiple trades at prices ranging from $0.51 to $0.56, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.