Mark D. Klein - Nov 21, 2025 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
Chairman, CEO and President, Director
Signature
/s/ Mark D. Klein
Stock symbol
SSSS
Transactions as of
Nov 21, 2025
Transactions value $
$0
Form type
4
Date filed
11/25/2025, 01:58 PM
Previous filing
Aug 12, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Klein Mark D Chairman, CEO and President, Director C/O SURO CAPITAL CORP., 640 FIFTH AVENUE, 12TH FLOOR, NEW YORK /s/ Mark D. Klein 2025-11-25 0001322402

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Award $0 +174K +11.4% $0.00 1.71M Nov 21, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028.
F2 This total includes (i) 779,014 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules.