Mark D. Klein - 11 Aug 2025 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
Chairman, CEO and President, Director
Signature
/s/ Mark D. Klein
Issuer symbol
SSSS
Transactions as of
11 Aug 2025
Transactions value $
$124,222
Form type
4
Filing time
12 Aug 2025, 18:24:51 UTC
Previous filing
19 May 2025
Next filing
25 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Klein Mark D Chairman, CEO and President, Director C/O SURO CAPITAL CORP., 640 FIFTH AVENUE, 12TH FLOOR, NEW YORK /s/ Mark D. Klein 12 Aug 2025 0001322402

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Purchase $39.7K +4.57K +0.3% $8.69 1.52M 11 Aug 2025 Direct F1, F2
transaction SSSS Common Stock Purchase $84.5K +10K +0.66% $8.45 1.53M 12 Aug 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.67 to $8.69 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024, and May 16, 2025, which are subject to certain vesting schedules.
F3 The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.42 to $8.46 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.