Mark D. Klein - 10 Dec 2025 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
Chairman, CEO and President, Director
Signature
/s/ Mark D. Klein
Issuer symbol
SSSS
Transactions as of
10 Dec 2025
Net transactions value
-$320,430
Form type
4
Filing time
16 Dec 2025, 18:15:11 UTC
Previous filing
25 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Klein Mark D Chairman, CEO and President, Director C/O SURO CAPITAL CORP., 640 FIFTH AVENUE, 12TH FLOOR, NEW YORK /s/ Mark D. Klein 16 Dec 2025 0001322402

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Tax liability $163,193 -17,017 -1% $9.59 1,688,038 10 Dec 2025 Direct F1, F3
transaction SSSS Common Stock Tax liability $157,237 -17,017 -1% $9.24 1,671,021 15 Dec 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a delinquent transaction of shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 10, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2 Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F3 This total includes (i) 779,014 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules; and (iii) restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan on November 21, 2025, which is subject to certain vesting schedules.