Opaleye Management Inc. - Oct 25, 2024 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
10%+ Owner
Signature
Opaleye Management Inc., By: /s/ James Silverman, President
Stock symbol
CDXS
Transactions as of
Oct 25, 2024
Transactions value $
$72,720
Form type
4
Date filed
10/28/2024, 04:05 PM
Previous filing
Oct 25, 2024
Next filing
Nov 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock, par value $0.001 per share Purchase $72.7K +25K +0.29% $2.91 8.55M Oct 25, 2024 By Opaleye, L.P. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9053-$2.91 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F3 Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.