Opaleye Management Inc. - 04 Oct 2024 Form 4 Insider Report for Eton Pharmaceuticals, Inc. (ETON)

Role
10%+ Owner
Signature
Opaleye Management Inc., By: /s/ James Silverman, President
Issuer symbol
ETON
Transactions as of
04 Oct 2024
Net transactions value
+$434,137
Form type
4
Filing time
08 Oct 2024, 18:34:32 UTC
Previous filing
26 Sep 2024
Next filing
25 Oct 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETON Common Stock, par value $0.001 per share Purchase $101,565 +15,000 +0.55% $6.77 2,720,000 04 Oct 2024 By Opaleye, L.P. F1, F3, F6
transaction ETON Common Stock, par value $0.001 per share Purchase $12,540 +1,852 +2.5% $6.77 76,852 04 Oct 2024 By Managed account F1, F3, F6
transaction ETON Common Stock, par value $0.001 per share Purchase $72,235 +10,000 +0.37% $7.22 2,730,000 07 Oct 2024 By Opaleye, L.P. F1, F4, F6
transaction ETON Common Stock, par value $0.001 per share Purchase $9,015 +1,248 +1.6% $7.22 78,100 07 Oct 2024 By Managed account F2, F4, F6
transaction ETON Common Stock, par value $0.001 per share Purchase $210,876 +30,000 +1.1% $7.03 2,760,000 08 Oct 2024 By Managed account F2, F5, F6
transaction ETON Common Stock, par value $0.001 per share Purchase $27,906 +3,970 +5.1% $7.03 82,070 08 Oct 2024 By Managed account F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2 Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
F3 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.7532-$6.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20-$7.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F5 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.8192-$7.34 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F6 Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.