Maria Echevarria - Dec 31, 2023 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
CFO
Signature
/s/ Maria Echevarria
Stock symbol
VINO
Transactions as of
Dec 31, 2023
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 02:46 PM
Previous filing
Jan 25, 2023
Next filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $18.6K +1.67K +68.54% $11.16 4.1K Dec 31, 2023 Direct F1
holding VINO Common Stock 1.5K Dec 31, 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise -$18.6K -1.67K -50.02% $11.16 1.67K Dec 31, 2023 Common Stock 1.67K $11.16 Direct F3
holding VINO Stock Option 87 Dec 31, 2023 Common Stock 87 $693.60 Direct F4
holding VINO Stock Option 42 Dec 31, 2023 Common Stock 42 $693.60 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units issued pursuant to 2018 Equity Incentive Plan.
F2 Issued to and held in Ms. Echevarria's 401(k) account.
F3 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 1,667 vest on date of grant; 1,667 on second anniversary of date of grant; 1,666 on third anniversary of date of grant.
F4 Stock options granted pursuant to 2018 Equity Incentive Plan; fully vested.