Maria I. Echevarria - 31 Dec 2023 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
CFO
Signature
/s/ Maria Echevarria
Issuer symbol
N/A
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
4
Filing time
03 Jan 2024, 14:46:23 UTC
Previous filing
25 Jan 2023
Next filing
24 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $18,604 +1,667 +69% $11.16 4,099 31 Dec 2023 Direct F1
holding VINO Common Stock 1,503 31 Dec 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise $18,604 -1,667 -50% $11.16 1,666 31 Dec 2023 Common Stock 1,666 $11.16 Direct F3
holding VINO Stock Option 87 31 Dec 2023 Common Stock 87 $693.60 Direct F4
holding VINO Stock Option 42 31 Dec 2023 Common Stock 42 $693.60 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units issued pursuant to 2018 Equity Incentive Plan.
F2 Issued to and held in Ms. Echevarria's 401(k) account.
F3 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 1,667 vest on date of grant; 1,667 on second anniversary of date of grant; 1,666 on third anniversary of date of grant.
F4 Stock options granted pursuant to 2018 Equity Incentive Plan; fully vested.