Maria I. Echevarria - 22 Jan 2024 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
CFO
Signature
/s/ Maria Echevarria
Issuer symbol
N/A
Transactions as of
22 Jan 2024
Net transactions value
+$3,896
Form type
4
Filing time
24 Jan 2024, 18:15:15 UTC
Previous filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $3,896 +9,223 +614% $0.4224 10,726 22 Jan 2024 See Footnote F1
holding VINO Common Stock 4,099 22 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Restricted Stock Unit 1,666 22 Jan 2024 Common Stock 1,666 $11.16 Direct F2
holding VINO Stock Option 87 22 Jan 2024 Common Stock 87 $693.60 Direct F3
holding VINO Stock Option 42 22 Jan 2024 Common Stock 42 $693.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued to and held in Ms. Echevarria's 401(k) account.
F2 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 1,667 vest on date of grant; 1,667 on second anniversary of date of grant; 1,666 on third anniversary of date of grant.
F3 Stock options granted pursuant to 2018 Equity Incentive Plan; fully vested.