Maria I. Echevarria - 17 Dec 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
CFO
Signature
/s/Maria I. Echevarria
Issuer symbol
N/A
Transactions as of
17 Dec 2022
Net transactions value
+$19,051
Form type
4
Filing time
25 Jan 2023, 20:28:57 UTC
Previous filing
03 Nov 2022
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $3,585 +478 +6.7% $7.50* 7,645 18 Dec 2022 Direct F1
transaction VINO Common Stock Options Exercise $19,334 +16,667 +218% $1.16 24,312 31 Dec 2022 Direct F1
transaction VINO Common Stock Award $19,051 +14,112 +1541% $1.35 15,028 23 Jan 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise $3,585 -478 -100% $7.50* 0 18 Dec 2022 Common Stock 478 $7.50 Direct F1
transaction VINO Restricted Stock Unit Options Exercise $19,334 -16,667 -33% $1.16 33,333 31 Dec 2022 Common Stock 33,333 $1.16 Direct F3
transaction VINO Stock Option Other $0 -278 -100% $0.000000* 0 17 Dec 2022 Common Stock 278 $198.00 Direct F8
holding VINO Stock Option 861 17 Dec 2022 Common Stock 861 $69.36 Direct F4
holding VINO Stock Option 417 17 Dec 2022 Common Stock 417 $69.36 Direct F5
holding VINO Stock Option 167 17 Dec 2022 Common Stock 167 $97.08 Direct F6
holding VINO Stock Option 139 17 Dec 2022 Common Stock 139 $138.60 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units issued pursuant to 2018 Equity Incentive Plan.
F2 Issued to and held in Ms. Echevarria's 401(k) account.
F3 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 16,667 vest on date of grant; 16,667 on second anniversary of date of grant; 16,666 on third anniversary of date of grant.
F4 Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 216 shares vest on 7/8/20; thereafter options to acquire 54 shares vest every three months, and options to acquire 51 shares vest on 7/8/23.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 105 shares vest on 1/31/20; thereafter options to acquire 26 shares vest every three months.
F6 Stock options granted pursuant to 2018 Equity Incentive Plan; all vested as of 9/20/22.
F7 Stock options granted pursuant to 2016 Equity Incentive Plan; all vested as of 2/14/22.
F8 Stock options granted pursuant to 2016 Equity Incentive Plan; options expired with no value received.