Maria Echevarria - Dec 17, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
CFO
Signature
/s/Maria I. Echevarria
Stock symbol
VINO
Transactions as of
Dec 17, 2022
Transactions value $
$19,051
Form type
4
Date filed
1/25/2023, 08:28 PM
Previous filing
Nov 3, 2022
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $3.59K +478 +6.67% $7.50* 7.65K Dec 18, 2022 Direct F1
transaction VINO Common Stock Options Exercise $19.3K +16.7K +218.01% $1.16 24.3K Dec 31, 2022 Direct F1
transaction VINO Common Stock Award $19.1K +14.1K +1540.61% $1.35 15K Jan 23, 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise -$3.59K -478 -100% $7.50* 0 Dec 18, 2022 Common Stock 478 $7.50 Direct F1
transaction VINO Restricted Stock Unit Options Exercise -$19.3K -16.7K -33.33% $1.16 33.3K Dec 31, 2022 Common Stock 33.3K $1.16 Direct F3
transaction VINO Stock Option Other $0 -278 -100% $0.00* 0 Dec 17, 2022 Common Stock 278 $198.00 Direct F8
holding VINO Stock Option 861 Dec 17, 2022 Common Stock 861 $69.36 Direct F4
holding VINO Stock Option 417 Dec 17, 2022 Common Stock 417 $69.36 Direct F5
holding VINO Stock Option 167 Dec 17, 2022 Common Stock 167 $97.08 Direct F6
holding VINO Stock Option 139 Dec 17, 2022 Common Stock 139 $138.60 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units issued pursuant to 2018 Equity Incentive Plan.
F2 Issued to and held in Ms. Echevarria's 401(k) account.
F3 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 16,667 vest on date of grant; 16,667 on second anniversary of date of grant; 16,666 on third anniversary of date of grant.
F4 Stock options granted pursuant to 2018 Equity Incentive Plan; options to acquire 216 shares vest on 7/8/20; thereafter options to acquire 54 shares vest every three months, and options to acquire 51 shares vest on 7/8/23.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 105 shares vest on 1/31/20; thereafter options to acquire 26 shares vest every three months.
F6 Stock options granted pursuant to 2018 Equity Incentive Plan; all vested as of 9/20/22.
F7 Stock options granted pursuant to 2016 Equity Incentive Plan; all vested as of 2/14/22.
F8 Stock options granted pursuant to 2016 Equity Incentive Plan; options expired with no value received.