Maria Echevarria - Sep 18, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
CFO
Signature
/s/Maria I. Echevarria
Stock symbol
VINO
Transactions as of
Sep 18, 2022
Transactions value $
$0
Form type
4
Date filed
11/3/2022, 04:36 PM
Previous filing
Jun 24, 2022
Next filing
Jan 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $3.58K +5.73K +7.14% $0.63 86K Sep 18, 2022 Direct F1
holding VINO Common Stock 11K Sep 18, 2022 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Other -$3.58K -5.73K -50% $0.63 5.73K Sep 18, 2022 Common Stock 5.73K $0.63 Direct F3
holding VINO Stock Option 10.3K Sep 18, 2022 Common Stock 10.3K $5.78 Direct F4
holding VINO Stock Option 5K Sep 18, 2022 Common Stock 5K $5.78 Direct F5
holding VINO Stock Option 2K Sep 18, 2022 Common Stock 2K $8.09 Direct F6
holding VINO Stock Option 1.67K Sep 18, 2022 Common Stock 1.67K $11.55 Direct F7
holding VINO Stock Option 3.33K Sep 18, 2022 Common Stock 3.33K $16.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
F2 Held in Ms. Echevarria's 401(k) account.
F3 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 5,733 shares vested on 9/18/22; remainder vest on 12/18/22.
F4 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 2,584 shares vest on 7/8/20; thereafter options to acquire 646 shares vest every three months.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,250 shares vest on 1/31/20; thereafter options to acquire 313 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 500 shares vest on 9/20/19; thereafter options to acquire 125 shares vest every three months.
F7 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 418 shares vest on 2/14/19; thereafter options to acquire 105 shares vest every three months.
F8 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.