Maria I. Echevarria - 18 Sep 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
CFO
Signature
/s/Maria I. Echevarria
Issuer symbol
N/A
Transactions as of
18 Sep 2022
Net transactions value
$0
Form type
4
Filing time
03 Nov 2022, 16:36:35 UTC
Previous filing
24 Jun 2022
Next filing
25 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $3,583 +5,733 +7.1% $0.6250 85,999 18 Sep 2022 Direct F1
holding VINO Common Stock 10,992 18 Sep 2022 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Other $3,583 -5,733 -50% $0.6250 5,734 18 Sep 2022 Common Stock 5,733 $0.6250 Direct F3
holding VINO Stock Option 10,334 18 Sep 2022 Common Stock 10,334 $5.78 Direct F4
holding VINO Stock Option 5,000 18 Sep 2022 Common Stock 5,000 $5.78 Direct F5
holding VINO Stock Option 2,000 18 Sep 2022 Common Stock 2,000 $8.09 Direct F6
holding VINO Stock Option 1,667 18 Sep 2022 Common Stock 1,667 $11.55 Direct F7
holding VINO Stock Option 3,334 18 Sep 2022 Common Stock 3,334 $16.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
F2 Held in Ms. Echevarria's 401(k) account.
F3 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 5,733 shares vested on 9/18/22; remainder vest on 12/18/22.
F4 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 2,584 shares vest on 7/8/20; thereafter options to acquire 646 shares vest every three months.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,250 shares vest on 1/31/20; thereafter options to acquire 313 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 500 shares vest on 9/20/19; thereafter options to acquire 125 shares vest every three months.
F7 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 418 shares vest on 2/14/19; thereafter options to acquire 105 shares vest every three months.
F8 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.