Newtyn Management, LLC - Nov 16, 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Stock symbol
PCG
Transactions as of
Nov 16, 2022
Transactions value $
-$52,315
Form type
4
Date filed
11/18/2022, 03:05 PM
Previous filing
Nov 16, 2022
Next filing
Nov 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 5% redeemable Sale -$10.2K -600 -0.34% $17.00* 178K Nov 16, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 4.50% redeemable Sale -$8.24K -500 -0.36% $16.47* 138K Nov 16, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5% redeemable Sale -$33.9K -2K -1.12% $16.94* 176K Nov 17, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 6% nonredeemable 338K Nov 16, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253K Nov 16, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 64.8K Nov 16, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 82.5K Nov 16, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.80% redeemable 139K Nov 16, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 109K Nov 16, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.