Newtyn Management, LLC - Nov 14, 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Stock symbol
PCG
Transactions as of
Nov 14, 2022
Transactions value $
-$273,432
Form type
4
Date filed
11/16/2022, 03:08 PM
Previous filing
Nov 14, 2022
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 5% redeemable Sale -$51K -3.01K -1.61% $16.94* 184K Nov 14, 2022 See Footnote F1, F2
transaction PCG First pref stock, par value $25, 4.80% redeemable Sale -$14.5K -861 -0.61% $16.85* 139K Nov 14, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale -$101K -4.94K -1.44% $20.46* 338K Nov 15, 2022 See Footnote F1, F3
transaction PCG First pref stock, par value $25, 5% redeemable Sale -$88.5K -5.14K -2.79% $17.23* 179K Nov 15, 2022 See Footnote F1, F4
transaction PCG First pref stock, par value $25, 5% series A redeemable Sale -$10.2K -600 -0.72% $17.00* 82.5K Nov 15, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 4.50% redeemable Sale -$8.25K -500 -0.36% $16.50* 138K Nov 15, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253K Nov 14, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 64.8K Nov 14, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 109K Nov 14, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.94 to $17.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $20.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.995 to $17.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.