Newtyn Management, LLC - 18 Nov 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
18 Nov 2022
Net transactions value
-$140,215
Form type
4
Filing time
22 Nov 2022, 15:05:40 UTC
Previous filing
18 Nov 2022
Next filing
25 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 5% nonredeemable Sale $16,940 -1,000 -1.5% $16.94* 63,798 18 Nov 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5% redeemable Sale $11,858 -700 -0.4% $16.94* 175,493 18 Nov 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale $54,946 -2,690 -0.8% $20.43* 334,910 21 Nov 2022 See Footnote F1, F2
transaction PCG First pref stock, par value $25, 5% nonredeemable Sale $12,141 -714 -1.1% $17.00* 63,084 21 Nov 2022 See Footnote F1, F3
transaction PCG First pref stock, par value $25, 5% redeemable Sale $32,368 -1,900 -1.1% $17.04* 173,593 21 Nov 2022 See Footnote F1, F4
transaction PCG First pref stock, par value $25, 5% series A redeemable Sale $11,962 -701 -0.85% $17.06* 81,811 21 Nov 2022 See Footnote F1, F5
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253,400 18 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.80% redeemable 139,266 18 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 137,728 18 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 108,711 18 Nov 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.40 to $20.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.