Newtyn Management, LLC - Sep 15, 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role: 10%+ Owner
Signature: /s/ Eugene Dozortsev, Authorized Signatory
Stock symbol: PCG
Transactions as of: Sep 15, 2022
Transactions value $: -$26,093
Form type: 4
Date filed: 9/19/2022, 04:28 PM
Previous filing: Aug 26, 2022
Next filing: Oct 6, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PCG	First pref stock, par value $25, 5% series A redeemable	Sale	-$9K	-500	-0.5%	$18.00^*	100K	Sep 15, 2022	See Footnote	F1
transaction	PCG	First pref stock, par value $25, 4.80% redeemable	Sale	-$17.1K	-948	-0.66%	$18.03^*	144K	Sep 16, 2022	See Footnote	F1, F2
holding	PCG	First pref stock, par value $25, 6% nonredeemable						374K	Sep 15, 2022	See Footnote	F1
holding	PCG	First pref stock, par value $25, 5.50% nonredeemable						254K	Sep 15, 2022	See Footnote	F1
holding	PCG	First pref stock, par value $25, 5% nonredeemable						64.8K	Sep 15, 2022	See Footnote	F1
holding	PCG	First pref stock, par value $25, 5% redeemable						189K	Sep 15, 2022	See Footnote	F1
holding	PCG	First pref stock, par value $25, 4.50% redeemable						144K	Sep 15, 2022	See Footnote	F1
holding	PCG	First pref stock, par value $25, 4.36% series A redeemable						109K	Sep 15, 2022	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Content

The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.