Newtyn Management, LLC - 04 Oct 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
04 Oct 2022
Net transactions value
-$9,000
Form type
4
Filing time
06 Oct 2022, 16:30:10 UTC
Previous filing
19 Sep 2022
Next filing
24 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 5% redeemable Sale $9,000 -500 -0.26% $18.00* 188,941 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 6% nonredeemable 374,217 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253,900 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 64,798 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 100,167 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.80% redeemable 143,627 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 144,228 04 Oct 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 108,711 04 Oct 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.