Newtyn Management, LLC - 24 Aug 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
24 Aug 2022
Net transactions value
-$112,279
Form type
4
Filing time
26 Aug 2022, 16:30:49 UTC
Previous filing
08 Aug 2022
Next filing
19 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 5% series A redeemable Sale $73,389 -4,072 -3.9% $18.02* 101,167 24 Aug 2022 See Footnote F1, F2
transaction PCG First pref stock, par value $25, 5% series A redeemable Sale $9,290 -500 -0.49% $18.58* 100,667 25 Aug 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 4.80% redeemable Sale $29,600 -1,600 -1.1% $18.50* 144,575 25 Aug 2022 See Footnote F1
holding PCG First pref stock, par value $25, 6% nonredeemable 374,217 24 Aug 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253,900 24 Aug 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 64,798 24 Aug 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% redeemable 189,441 24 Aug 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 144,228 24 Aug 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 108,711 24 Aug 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.