Andy Lombardo - 07 Sep 2022 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
EVP of Nuclear & Technical Svc
Signature
/s/ Andy Lombardo
Issuer symbol
PESI
Transactions as of
07 Sep 2022
Net transactions value
+$4,725
Form type
4
Filing time
08 Sep 2022, 09:30:09 UTC
Previous filing
18 Oct 2021
Next filing
23 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Purchase $945 +200 +3.4% $4.73 6,100 07 Sep 2022 Direct
transaction PESI Common Stock Purchase $944 +200 +3.3% $4.72 6,300 07 Sep 2022 Direct
transaction PESI Common Stock Purchase $2,365 +500 +7.9% $4.73 6,800 07 Sep 2022 Direct
transaction PESI Common Stock Purchase $471 +100 +1.5% $4.71 6,900 07 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PESI Stock Option 12,000 07 Sep 2022 Common Stock 12,000 $3.60 Direct F1
holding PESI Stock Option 8,000 07 Sep 2022 Common Stock 8,000 $3.15 Direct F2
holding PESI Stock Option 25,000 07 Sep 2022 Common Stock 25,000 $7.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Option to purchase 8,000 shares is vested. Option to purchase 4,000 shares will vest on anniversary date of 10/19/2022.
F2 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 4,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2023 and 2024.
F3 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.