Andy Lombardo - Sep 7, 2022 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
EVP of Nuclear & Technical Svc
Signature
/s/ Andy Lombardo
Stock symbol
PESI
Transactions as of
Sep 7, 2022
Transactions value $
$4,725
Form type
4
Date filed
9/8/2022, 09:30 AM
Previous filing
Oct 18, 2021
Next filing
Jan 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Purchase $945 +200 +3.39% $4.73 6.1K Sep 7, 2022 Direct
transaction PESI Common Stock Purchase $944 +200 +3.28% $4.72 6.3K Sep 7, 2022 Direct
transaction PESI Common Stock Purchase $2.37K +500 +7.94% $4.73 6.8K Sep 7, 2022 Direct
transaction PESI Common Stock Purchase $471 +100 +1.47% $4.71 6.9K Sep 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PESI Stock Option 12K Sep 7, 2022 Common Stock 12K $3.60 Direct F1
holding PESI Stock Option 8K Sep 7, 2022 Common Stock 8K $3.15 Direct F2
holding PESI Stock Option 25K Sep 7, 2022 Common Stock 25K $7.01 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Option to purchase 8,000 shares is vested. Option to purchase 4,000 shares will vest on anniversary date of 10/19/2022.
F2 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 4,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2023 and 2024.
F3 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.