Andy Lombardo - Jan 19, 2023 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
EVP of Nuclear & Technical Svc
Signature
/s/Andy Lombardo
Stock symbol
PESI
Transactions as of
Jan 19, 2023
Transactions value $
$0
Form type
4
Date filed
1/23/2023, 12:30 PM
Previous filing
Sep 8, 2022
Next filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PESI Common Stock 6.9K Jan 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option Award $0 +30K $0.00 30K Jan 19, 2023 Common Stock 30K $3.95 Direct F4
holding PESI Stock Option 12K Jan 19, 2023 Common Stock 12K $3.60 Direct F1
holding PESI Stock Option 8K Jan 19, 2023 Common Stock 8K $3.15 Direct F2
holding PESI Stock Option 25K Jan 19, 2023 Common Stock 25K $7.01 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan, which is fully vested.
F2 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17/2024.
F3 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4 Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.