Andy Lombardo - 14 Oct 2021 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Signature
/s/ Andy Lombardo
Issuer symbol
PESI
Transactions as of
14 Oct 2021
Net transactions value
$0
Form type
4
Filing time
18 Oct 2021, 11:23:00 UTC
Next filing
08 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PESI Common Stock 5,900 14 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option Award $0 +25,000 $0.000000 25,000 14 Oct 2021 Common Stock 25,000 $7.00 Direct F3
holding PESI Stock Option 8,000 14 Oct 2021 Common Stock 8,000 $3.15 Direct F1
holding PESI Stock Option 12,000 14 Oct 2021 Common Stock 12,000 $3.60 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 2,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2022 to 2024.
F2 Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Option to purchase 4,000 shares is vested.Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2021 and 2022.
F3 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.