Reuben Cannon - Aug 11, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Reuben Cannon
Stock symbol
VINO
Transactions as of
Aug 11, 2022
Transactions value $
$37,500
Form type
4
Date filed
8/31/2022, 11:28 AM
Previous filing
Jun 24, 2022
Next filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VINO Common Stock 127K Aug 11, 2022 Direct
holding VINO Common Stock 1.96K Aug 11, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Award $37.5K +46.5K $0.81 46.5K Aug 11, 2022 Common Stock 46.5K $0.81 Direct F2
transaction VINO Warrants Other $0 -3.33K -100% $0.00* 0 Aug 19, 2022 Common Stock 3.33K $6.00 Direct F4
holding VINO Restricted Stock Unit 1.43K Aug 11, 2022 Common Stock 1.43K $0.63 Direct F3
holding VINO Stock Option 1K Aug 11, 2022 Common Stock 1K $8.09 Direct F5
holding VINO Stock Option 6.67K Aug 11, 2022 Common Stock 6.67K $9.08 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Reuben Cannon Productions, controlled by Mr. Cannon.
F2 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata to termination of service as a director.
F3 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 717 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
F4 Warrants expired with no value received.
F5 Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.