Reuben Cannon - Sep 18, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Reuben Cannon
Stock symbol
VINO
Transactions as of
Sep 18, 2022
Transactions value $
$37,500
Form type
4
Date filed
8/1/2023, 05:24 PM
Previous filing
Aug 31, 2022
Next filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $450 +60 +0.57% $7.50* 10.5K Sep 18, 2022 See footnote F1, F2
transaction VINO Common Stock Options Exercise $450 +60 +0.57% $7.50* 10.6K Dec 18, 2022 See footnote F1, F2
transaction VINO Common Stock Options Exercise $37.5K +3.87K +36.61% $9.68* 14.5K Dec 31, 2022 See footnote F2, F3
transaction VINO Common Stock Award $37.5K +67.6K +467.53% $0.56 82K Jul 14, 2023 See footnote F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise -$450 -60 -100% $7.50* 0 Sep 18, 2022 Common Stock 60 $7.50 See footnote F2, F5
transaction VINO Restricted Stock Unit Options Exercise -$450 -60 -100% $7.50* 0 Dec 18, 2022 Common Stock 60 $7.50 See footnote F2, F5
transaction VINO Restricted Stock Unit Options Exercise -$37.5K -3.87K -100% $9.68* 0 Dec 31, 2022 Common Stock 3.87K $9.68 See footnote F2, F3
holding VINO Stock Option 83 Sep 18, 2022 Common Stock 83 $97.08 See footnote F2, F6
holding VINO Stock Option 556 Sep 18, 2022 Common Stock 556 $108.96 See footnote F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
F2 Held by Reuben Cannon Productions, controlled by Mr. Cannon.
F3 Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
F4 Acquired as compensation for service on the Board for first half of 2023.
F5 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 60 shares vested on 9/18/22; 60 vested on 12/18/22.
F6 Options granted pursuant to 2018 Equity Incentive Plan; fully vested 9/20/2022.
F7 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% of shares vested on 9/28/21; thereafter options to acquire 35 shares until fully vested on 9/28/23.