Reuben Cannon - 24 Jun 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Reuben Cannon
Issuer symbol
N/A
Transactions as of
24 Jun 2022
Net transactions value
+$7,166
Form type
4
Filing time
24 Jun 2022, 19:09:49 UTC
Previous filing
09 Jun 2022
Next filing
31 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $6,271 +10,033 +8.6% $0.6250 126,876 24 Jun 2022 Direct F1
holding VINO Common Stock 1,960 24 Jun 2022 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Award $896 +1,433 $0.6250 1,433 24 Jun 2022 Common Stock 1,433 $0.6250 Direct F3
holding VINO Warrants 3,333 24 Jun 2022 Common Stock 3,333 $6.00 Direct F4
holding VINO Stock Option 1,000 24 Jun 2022 Common Stock 1,000 $8.09 Direct F5
holding VINO Stock Option 6,667 24 Jun 2022 Common Stock 6,667 $9.08 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired in connection with the conversion of outstanding options of Gaucho Group, Inc.
F2 Held by Reuben Cannon Productions, controlled by Mr. Cannon.
F3 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 717 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
F4 Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
F5 Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.