Reuben Cannon - 07 Jun 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Reuben Cannon
Issuer symbol
N/A
Transactions as of
07 Jun 2022
Net transactions value
+$87,501
Form type
4
Filing time
09 Jun 2022, 16:36:10 UTC
Previous filing
31 Mar 2022
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $50,000 +61,958 +736% $0.8070 70,374 07 Jun 2022 Direct F1
transaction VINO Common Stock Award $37,500 +46,469 +66% $0.8070 116,843 07 Jun 2022 Direct F1
holding VINO Common Stock 1,960 07 Jun 2022 Seefootnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Warrants 3,333 07 Jun 2022 Common Stock 3,333 $6.00 Direct F3
holding VINO Stock Option 1,000 07 Jun 2022 Common Stock 1,000 $8.09 Direct F4
holding VINO Stock Option 6,667 07 Jun 2022 Common Stock 6,667 $9.08 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
F2 Held by Reuben Cannon Productions, controlled by Mr. Cannon.
F3 Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
F4 Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
F5 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.