Reuben Cannon - Sep 20, 2018 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Reuben Cannon
Stock symbol
VINO
Transactions as of
Sep 20, 2018
Transactions value $
$58,354
Form type
4
Date filed
3/31/2022, 06:12 AM
Next filing
Jun 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Purchase $20K +3.33K $6.00* 3.33K Feb 19, 2021 Direct F1
transaction VINO Common Stock Award $10.3K +5.08K +152.51% $2.02 8.42K Mar 28, 2022 Direct F2
holding VINO Common Stock 1.96K Sep 20, 2018 Seefootnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Warrants Purchase $20K +3.33K $6.00* 3.33K Feb 19, 2021 Common Stock 3.33K $6.00 Direct F1
transaction VINO Stock Option Award $8.09K +1K $8.09* 1K Sep 20, 2018 Common Stock 1K $8.09 Direct F4
transaction VINO Warrants Other $0 -1.96K -100% $0.00* 0 Sep 30, 2021 Common Stock 1.96K $5.10 Seefootnote F3, F5
holding VINO Stock Option 6.67K Sep 20, 2018 Common Stock 6.67K $9.08 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
F2 Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
F3 Held by Reuben Cannon Productions, controlled by Mr. Cannon.
F4 Inadvertently omitted from prior Form 3 and Forms 4. Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
F5 Expiration of warrants with no consideration received held by Reuben Cannon Productions, controlled by Mr. Cannon.
F6 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.