Reuben Cannon - 20 Sep 2018 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role: Director
Signature: /s/ Reuben Cannon
Issuer symbol: N/A
Transactions as of: 20 Sep 2018
Net transactions value: +$58,354
Form type: 4
Filing time: 31 Mar 2022, 06:12:13 UTC
Next filing: 09 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VINO	Common Stock	Purchase	$19,998	+3,333		$6.00^*	3,333	19 Feb 2021	Direct	F1
transaction	VINO	Common Stock	Award	$10,268	+5,083	+153%	$2.02	8,416	28 Mar 2022	Direct	F2
holding	VINO	Common Stock						1,960	20 Sep 2018	Seefootnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VINO	Warrants	Purchase	$19,998	+3,333		$6.00^*	3,333	19 Feb 2021	Common Stock	3,333	$6.00	Direct	F1
transaction	VINO	Stock Option	Award	$8,090	+1,000		$8.09^*	1,000	20 Sep 2018	Common Stock	1,000	$8.09	Direct	F4
transaction	VINO	Warrants	Other	$0	-1,960	-100%	$0.000000^*	0	30 Sep 2021	Common Stock	1,960	$5.10	Seefootnote	F3, F5
holding	VINO	Stock Option						6,667	20 Sep 2018	Common Stock	6,667	$9.08	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
F2	Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
F3	Held by Reuben Cannon Productions, controlled by Mr. Cannon.
F4	Inadvertently omitted from prior Form 3 and Forms 4. Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
F5	Expiration of warrants with no consideration received held by Reuben Cannon Productions, controlled by Mr. Cannon.
F6	Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.