Opaleye Management Inc. - Nov 17, 2021 Form 4 Insider Report for Eton Pharmaceuticals, Inc. (ETON)

Role: 10%+ Owner
Signature: Opaleye Management Inc., By: /s/ James Silverman, President
Stock symbol: ETON
Transactions as of: Nov 17, 2021
Transactions value $: -$116,713
Form type: 4
Date filed: 11/19/2021, 03:09 PM
Previous filing: Nov 17, 2021
Next filing: Dec 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ETON	Common Stock, par value $0.001 per share	Sale	-$117K	-25K	-1.04%	$4.67	2.38M	Nov 17, 2021	By Opaleye, L.P.	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Opaleye Management Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2	The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.6685. The range of sale prices on the transaction date was $4.62 to $4.671 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Content

Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.6685. The range of sale prices on the transaction date was $4.62 to $4.671 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.