| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HL | Common Stock | Options Exercise | $0 | +104K | +15.72% | $0.00 | 767K | Feb 28, 2022 | Direct | F4, F5 |
| transaction | HL | Common Stock | Tax liability | -$184K | -31.9K | -4.16% | $5.76 | 734K | Feb 28, 2022 | Direct | F6, F7 |
| transaction | HL | Common Stock | Other | $0 | +1.09K | $0.00 | 1.09K | Feb 28, 2022 | Held in 401(k) Plan | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HL | Performance rights | Options Exercise | $0 | +54.3K | $0.00 | 45.7K | Feb 28, 2022 | Common Stock | 54.3K | $0.00 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | On June 21, 2019, Mr. Sienko was awarded performance rights. The performance rights represented a contingent right to receive between $50,000 and $200,000 worth of Hecla Mining Company common stock based on Hecla's total shareholder return performance over the 3-year period from January 1, 2019 through December 31, 2021, based on the following percentile rank within Hecla's peer group companies: (1) 100th percentile rank among peers = maximum award at 200% of target (i.e. $200,000 worth of common stock); (2) 60th percentile rank among peers = target award at grant value (i.e. $100,000 worth of common stock); or (3) 50th percentile rank among peers = threshold payout at 50% target (i.e. $50,000 worth of common stock). |
| F2 | In reporting the number of performance rights at the time of the award, Mr. Sienko assumed a target payout (i.e. $100,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($1.84), and therefore reported an award of 54,348 performance rights. Based on Hecla Mining Company's total shareholder return ranking, Mr. Sienko's award value was $191,667, and he therefore received 104,167 shares in settlement of the award (with the shares valued at the $1.84 closing price on June 21, 2019). |
| F3 | Consists of outstanding performance rights. |
| F4 | See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2019. |
| F5 | Consists of 687,803 shares held directly, and 79,213 unvested restricted stock units. |
| F6 | Shares withheld for tax liability on 104,167 performance rights that vested. |
| F7 | Consists of 654,902 shares held directly, and 79,213 unvested restricted stock units. |
| F8 | Consists of 99.889 units in Mr. Sienko's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 1,089 shares. |