Sabas D. Carrillo - 26 Nov 2024 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Sabas Carrillo
Issuer symbol
BLMH
Transactions as of
26 Nov 2024
Net transactions value
+$5,899
Form type
4
Filing time
29 Nov 2024, 18:02:00 UTC
Previous filing
21 Nov 2024
Next filing
06 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLMH Common Stock Purchase $1,874 +9,370 +20% $0.2000 57,107 26 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $1,025 +2,500 +4.4% $0.4100 59,607 26 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $1,075 +2,500 +4.2% $0.4300 62,107 26 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $975 +2,500 +4% $0.3900 64,607 27 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $950 +2,500 +3.9% $0.3800 67,107 27 Nov 2024 Direct F1
holding BLMH Common Stock 1,123,595 26 Nov 2024 Adnant, LLC F2
holding BLMH Series V Preferred 3,571,429 26 Nov 2024 Adnant, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Series V Warrants 178,571 26 Nov 2024 Common Stock 0 $2.80 Adnant, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 26, 2024 and November 27, 2024 Mr. Carrillo purchased common stock on the open market pursuant to the Board approval.
F2 Mr. Carrillo is the CEO and managing member of Adnant, LLC.