Sabas Carrillo - Nov 26, 2024 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Sabas Carrillo
Stock symbol
BLMH
Transactions as of
Nov 26, 2024
Transactions value $
$5,899
Form type
4
Date filed
11/29/2024, 06:02 PM
Previous filing
Nov 21, 2024
Next filing
Dec 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLMH Common Stock Purchase $1.87K +9.37K +19.63% $0.20 57.1K Nov 26, 2024 Direct F1
transaction BLMH Common Stock Purchase $1.03K +2.5K +4.38% $0.41 59.6K Nov 26, 2024 Direct F1
transaction BLMH Common Stock Purchase $1.08K +2.5K +4.19% $0.43 62.1K Nov 26, 2024 Direct F1
transaction BLMH Common Stock Purchase $975 +2.5K +4.03% $0.39 64.6K Nov 27, 2024 Direct F1
transaction BLMH Common Stock Purchase $950 +2.5K +3.87% $0.38 67.1K Nov 27, 2024 Direct F1
holding BLMH Common Stock 1.12M Nov 26, 2024 Adnant, LLC F2
holding BLMH Series V Preferred 3.57M Nov 26, 2024 Adnant, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Series V Warrants 179K Nov 26, 2024 Common Stock 0 $2.80 Adnant, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 26, 2024 and November 27, 2024 Mr. Carrillo purchased common stock on the open market pursuant to the Board approval.
F2 Mr. Carrillo is the CEO and managing member of Adnant, LLC.