Sabas D. Carrillo - 19 Nov 2024 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sabas Carrillo
Issuer symbol
BLMH
Transactions as of
19 Nov 2024
Net transactions value
+$7,993
Form type
4
Filing time
21 Nov 2024, 17:18:22 UTC
Previous filing
22 Jan 2024
Next filing
29 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLMH Common Stock Purchase $700 +5,000 $0.1400 5,000 19 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $2,293 +12,737 +255% $0.1800 17,737 19 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $1,800 +10,000 +56% $0.1800 27,737 20 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $800 +5,000 +18% $0.1600 32,737 20 Nov 2024 Direct F1
transaction BLMH Common Stock Purchase $2,400 +15,000 +46% $0.1600 47,737 21 Nov 2024 Direct F1
holding BLMH Common Stock 1,123,595 19 Nov 2024 Adnant LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Series V Preferred Stock 3,571,429 19 Nov 2024 Common Stock 357,143 $0.000000 Adnant LLC F2, F3
holding BLMH Warrants 178,571 19 Nov 2024 Common Stock 178,571 $2.80 Adnant LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of common stock on the open market pursuant to the Board approval.
F2 Reporting Person is the CEO and managing member of Adnant, LLC.
F3 Each share of Series V Preferred Stock is convertible at the option of the holder into ten (10) shares of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into ten (10) fully paid and non-assessable shares of Common Stock on the second anniversary of the issuance date.