Sabas Carrillo - Nov 19, 2024 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sabas Carrillo
Stock symbol
BLMH
Transactions as of
Nov 19, 2024
Transactions value $
$7,993
Form type
4
Date filed
11/21/2024, 05:18 PM
Previous filing
Jan 22, 2024
Next filing
Nov 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLMH Common Stock Purchase $700 +5K $0.14 5K Nov 19, 2024 Direct F1
transaction BLMH Common Stock Purchase $2.29K +12.7K +254.74% $0.18 17.7K Nov 19, 2024 Direct F1
transaction BLMH Common Stock Purchase $1.8K +10K +56.38% $0.18 27.7K Nov 20, 2024 Direct F1
transaction BLMH Common Stock Purchase $800 +5K +18.03% $0.16 32.7K Nov 20, 2024 Direct F1
transaction BLMH Common Stock Purchase $2.4K +15K +45.82% $0.16 47.7K Nov 21, 2024 Direct F1
holding BLMH Common Stock 1.12M Nov 19, 2024 Adnant LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Series V Preferred Stock 3.57M Nov 19, 2024 Common Stock 357K $0.00 Adnant LLC F2, F3
holding BLMH Warrants 179K Nov 19, 2024 Common Stock 179K $2.80 Adnant LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of common stock on the open market pursuant to the Board approval.
F2 Reporting Person is the CEO and managing member of Adnant, LLC.
F3 Each share of Series V Preferred Stock is convertible at the option of the holder into ten (10) shares of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into ten (10) fully paid and non-assessable shares of Common Stock on the second anniversary of the issuance date.