Sabas D. Carrillo - 03 Dec 2024 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Sabas Carrillo
Issuer symbol: BLMH
Transactions as of: 03 Dec 2024
Net transactions value: +$6,175
Form type: 4
Filing time: 06 Dec 2024, 15:53:50 UTC
Previous filing: 29 Nov 2024
Next filing: 12 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BLMH	Common Stock	Purchase	$900	+2,500	+3.7%	$0.3600	69,607	03 Dec 2024	Direct	F1
transaction	BLMH	Common Stock	Purchase	$950	+2,500	+3.6%	$0.3800	72,107	03 Dec 2024	Direct	F1
transaction	BLMH	Common Stock	Purchase	$1,900	+5,000	+6.9%	$0.3800	77,107	04 Dec 2024	Direct	F1
transaction	BLMH	Common Stock	Purchase	$1,200	+2,500	+3.2%	$0.4800	79,607	04 Dec 2024	Direct	F1
transaction	BLMH	Common Stock	Purchase	$1,225	+2,500	+3.1%	$0.4900	82,107	05 Dec 2024	Direct	F1
holding	BLMH	Common Stock						1,123,595	03 Dec 2024	Adnant, LLC	F2
holding	BLMH	Series V Preferred Stock						3,571,429	03 Dec 2024	Adnant, LLC	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BLMH	Warrants						178,571	03 Dec 2024	Common Stock	178,571	$2.80	Adnant, LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Purchase of common stock on the open market pursuant to the Board approval.
F2	Reporting Person is the CEO and managing member of Adnant, LLC.
F3	Each share of Series V Preferred Stock is convertible at the option of the holder into ten (10) shares of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into ten (10) fully paid and non-assessable shares of Common Stock on the second anniversary of the issuance date.