Paula M. Mathews - 15 Jun 2022 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (SMA)

Role
Director
Signature
/s/ Paula M. Mathews
Issuer symbol
SMA
Transactions as of
15 Jun 2022
Net transactions value
$0
Form type
4
Filing time
17 Jun 2022, 13:20:07 UTC
Previous filing
30 Mar 2022
Next filing
23 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMA Class A Common Stock 28,610 15 Jun 2022 Held by Paula M. Mathews Living Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMA Long-Term Incentive Plan Units Award $0 +5,760 $0.000000 5,760 15 Jun 2022 Class A Common Stock 5,760 $0.000000 Held by Paula M. Mathews Living Trust F2, F3
holding SMA Class A-1 Units 108,672 15 Jun 2022 Class A Common Stock 108,672 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,610 shares of restricted stock previously reported as being owned by the Reporting Person.
F2 Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3 The Reporting Person was awarded 5,760 LTIP Units upon her reelection to the board of directors, which LTIP Units vest one year from such reelection.
F4 Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Such Class A-1 Units are redeemable by the holder, under certain circumstances, for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F5 Represents 108,672 Class A-1 Units previously reported as being owned by the Reporting Person.