Paula M. Mathews - Mar 29, 2022 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (N/A)

Role
Director
Signature
/s/ Paula M. Mathews
Stock symbol
N/A
Transactions as of
Mar 29, 2022
Transactions value $
$0
Form type
4
Date filed
3/30/2022, 07:34 PM
Previous filing
Jun 21, 2021
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding N/A Class A Common Stock 28.6K Mar 29, 2022 Held by Paula M. Mathews Living Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction N/A Class A-1 Units Conversion of derivative security +109K 109K Mar 29, 2022 Class A Common Stock 109K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents (i) 17,763 shares of restricted stock previously reported as being owned by the Reporting Person and (ii) 10,847 shares of Class A Common Stock acquired through the Issuer's offering and participation in the Issuer's Distribution Reinvestment Plan since the Reporting Person's last report.
F2 Represents Class A-1 limited partnership units ("Class A-1 Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3 Represents 108,672 Class A-1 Units received by the Reporting Person upon the conversion of certain Class A-2 limited partnership units ("Class A-2 Units") of the Operating Partnership held by the Reporting Person in accordance with the satisfaction of the earn-out terms of the Class A-2 Units.