Paula M. Mathews - Jun 21, 2023 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (n/a)

Role
Director
Signature
/s/ Paula M. Mathews
Stock symbol
n/a
Transactions as of
Jun 21, 2023
Transactions value $
$0
Form type
4
Date filed
6/23/2023, 01:47 PM
Previous filing
Jun 17, 2022
Next filing
Jun 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding n/a Class A Common Stock 28.6K Jun 21, 2023 Held by Paula M. Mathews Living Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction n/a Long-Term Incentive Plan Units Award $0 +6.02K +104.44% $0.00 11.8K Jun 21, 2023 Class A Common Stock 6.02K $0.00 Held by Paula M. Mathews Living Trust F2, F3
holding n/a Class A-1 Units 109K Jun 21, 2023 Class A Common Stock 109K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,610 shares of restricted stock previously reported as being owned by the Reporting Person.
F2 Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3 The Reporting Person was awarded 6,016 LTIP Units upon her reelection to the board of directors, which LTIP Units vest one year from such reelection.
F4 Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Such Class A-1 Units are redeemable by the holder, under certain circumstances, for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F5 Represents 108,672 Class A-1 Units previously reported as being owned by the Reporting Person.