JEFF D. TROM - 03 Feb 2022 Form 4 Insider Report for WORKIVA INC (WK)

Role: Executive VP & CTO
Signature: /s/ Brandon E. Ziegler as attorney-in-fact for Jeffrey D. Trom
Issuer symbol: WK
Transactions as of: 03 Feb 2022
Net transactions value: -$593,476
Form type: 4
Filing time: 07 Feb 2022, 15:52:12 UTC
Previous filing: 03 Feb 2022
Next filing: 06 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WK	Class A Common Stock	Tax liability	$593,476	-5,306	-1.7%	$111.85	302,283	03 Feb 2022	Direct	F1
holding	WK	Class A Common Stock						210,664	03 Feb 2022	By revocable trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WK	Class B Common Stock						328,402	03 Feb 2022	Class A Common Stock	328,402		By revocable trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F2	Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Content

Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).