D. Trom - Sep 1, 2022 Form 4 Insider Report for WORKIVA INC (WK)

Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Jeffrey D. Trom
Stock symbol
WK
Transactions as of
Sep 1, 2022
Transactions value $
-$92,771
Form type
4
Date filed
9/6/2022, 04:32 PM
Previous filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Gift $0 -9.95K -3.29% $0.00 292K Feb 10, 2022 Direct F1
transaction WK Class A Common Stock Gift $0 +9.95K +4.72% $0.00 221K Feb 10, 2022 By revocable trust F1
transaction WK Class A Common Stock Tax liability -$92.8K -1.43K -0.49% $64.92 291K Sep 1, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Class B Common Stock 328K Sep 1, 2022 Class A Common Stock 328K By revocable trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of securities by the reporting person to a revocable living trust.
F2 Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F3 Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).