D. TROM - 01 Sep 2022 Form 4 Insider Report for WORKIVA INC (WK)

Role: Executive VP & CTO
Signature: /s/ Brandon E. Ziegler as attorney-in-fact for Jeffrey D. Trom
Issuer symbol: WK
Transactions as of: 01 Sep 2022
Transactions value $: -$92,771
Form type: 4
Filing time: 06 Sep 2022, 16:32:26 UTC
Previous filing: 07 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WK	Class A Common Stock	Gift	$0	-9.95K	-3.29%	$0.00	292K	10 Feb 2022	Direct	F1
transaction	WK	Class A Common Stock	Gift	$0	+9.95K	+4.72%	$0.00	221K	10 Feb 2022	By revocable trust	F1
transaction	WK	Class A Common Stock	Tax liability	-$92.8K	-1.43K	-0.49%	$64.92	291K	01 Sep 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WK	Class B Common Stock						328K	01 Sep 2022	Class A Common Stock	328K		By revocable trust	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a gift of securities by the reporting person to a revocable living trust.
F2	Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F3	Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).