JEFF D. TROM - 01 Feb 2022 Form 4 Insider Report for WORKIVA INC (WK)

Role: Executive VP & CTO
Signature: /s/ Brandon E. Ziegler as attorney-in-fact for Jeffrey D. Trom
Issuer symbol: WK
Transactions as of: 01 Feb 2022
Net transactions value: +$2,873,756
Form type: 4
Filing time: 03 Feb 2022, 15:22:38 UTC
Previous filing: 23 Nov 2021
Next filing: 07 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WK	Class A Common Stock	Gift	$0	-206,019	-42%	$0.000000	283,577	30 Nov 2021	Direct	F1
transaction	WK	Class A Common Stock	Gift	$0	+206,019	+4435%	$0.000000	210,664	30 Nov 2021	By revocable trust	F1
transaction	WK	Class A Common Stock	Award	$3,300,056	+27,574	+9.7%	$119.68	311,151	01 Feb 2022	Direct	F2, F3
transaction	WK	Class A Common Stock	Tax liability	$426,300	-3,562	-1.1%	$119.68	307,589	01 Feb 2022	Direct	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WK	Class B Common Stock						328,402	01 Feb 2022	Class A Common Stock	328,402		By revocable trust	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a gift of securities by the reporting person to a revocable living trust.
F2	Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F3	Vests in three equal annual installments commencing on the first anniversary of the grant date.
F4	Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F5	Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).