| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BRYNJELSEN SEAN | President & CEO, Director, 10%+ Owner | C/O ETON PHARMACEUTICALS, INC., 21925 W. FIELD PARKWAY, SUITE 235, DEERPARK | /s/ James R. Gruber | 12 Dec 2025 | 0001669976 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ETON | Common Stock | Tax liability | -$113K | -6.73K | -0.23% | $16.83 | 2.89M | 12 Dec 2025 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of restricted stock units. |
| F2 | The shares were sold in multiple trades at prices ranging from $16.66 to $16.98. The price reported above reflects the weighted average sales price. |
| F3 | The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. |
The Reporting Person has authorized and designated the named person to file this Form 4 on the reporting person's behalf for indefinite duration.