Stephen Cotton - 19 Sep 2025 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Eric West, by power of attorney
Issuer symbol
AQMS
Transactions as of
19 Sep 2025
Net transactions value
-$19,632
Form type
4
Filing time
23 Sep 2025, 16:54:22 UTC
Previous filing
21 Aug 2025
Next filing
15 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cotton Stephen Chief Executive Officer, Director 5370 KIETZKE LN, SUITE 201, RENO /s/ Eric West, by power of attorney 23 Sep 2025 0001649322

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Award $0 +11,250 +11% $0.000000 115,369 19 Sep 2025 Direct F1
transaction AQMS Common Stock Tax liability $19,632 -4,765 -4.1% $4.12 110,604 19 Sep 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 11,250 of common stock issued to the reporting person on a fully vested basis.
F2 Represents the number of shares withheld and returned to the plan to cover the tax liability of the September 19, 2025 stock awarded.
F3 Includes 76,057 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.