| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Cotton Stephen | Chief Executive Officer, Director | 5370 KIETZKE LN, SUITE 201, RENO | /s/ Eric West, by power of attorney | 21 Aug 2025 | 0001649322 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AQMS | Common Stock | Award | $184,955 | +46,824 | +79% | $3.95 | 106,039 | 19 Aug 2025 | Direct | F1 |
| transaction | AQMS | Common Stock | Tax liability | $7,066 | -1,920 | -1.8% | $3.68 | 104,119 | 20 Aug 2025 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Represents 46,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2025 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. |
| F2 | Represents the number of shares withheld and returned to the plan to cover the tax liability of the August 19, 2025 vesting of a previously reported restricted share grant represented in Table I. |
| F3 | Includes 76,057 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |