Stephen Cotton - 13 Oct 2025 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Eric West, by power of attorney
Issuer symbol
AQMS
Transactions as of
13 Oct 2025
Net transactions value
+$319,206
Form type
4
Filing time
15 Oct 2025, 19:00:17 UTC
Previous filing
23 Sep 2025
Next filing
22 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cotton Stephen Chief Executive Officer, Director 5370 KIETZKE LN, SUITE 201, RENO /s/ Eric West, by power of attorney 15 Oct 2025 0001649322

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Award $319,206 +33,320 +31% $9.58 142,265 13 Oct 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 33,320 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2025 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
F2 Includes 109,377 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.