Douglas H. Diefenbach - 19 May 2025 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Signature
/s/ Matthew J. McNulty as attorney-in-fact for Douglas H. Diefenbach
Issuer symbol
ETD
Transactions as of
19 May 2025
Net transactions value
-$653
Form type
4
Filing time
20 May 2025, 20:56:38 UTC
Previous filing
04 Nov 2024
Next filing
12 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Diefenbach Douglas H. SVP, Business Development 25 LAKE AVENUE EXT., DANBURY /s/ Matthew J. McNulty as attorney-in-fact for Douglas H. Diefenbach 20 May 2025 0002043515

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $17,443 +666 +11% $26.19 6,763 19 May 2025 Direct
transaction ETD Common Stock Sale $18,095 -666 -9.8% $27.17 6,097 19 May 2025 Direct
holding ETD Common Stock 977 19 May 2025 Shares held in 401(k) plan.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETD Employee Stock Option (right to buy) Options Exercise -666 -100% 0 19 May 2025 Common Stock 666 $26.19 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options granted on June 15, 2015 vest 60% after three years and then an additional 20% on each anniversary date thereafter, such that 100% are fully vested after five years.
F2 Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security.