Sabas Carrillo - Jan 12, 2024 Form 3 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sabas Carrillo
Stock symbol
BLMH
Transactions as of
Jan 12, 2024
Transactions value $
$0
Form type
3
Date filed
1/22/2024, 05:25 PM
Next filing
Nov 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BLMH Common Stock 1.12M Jan 12, 2024 By Adnant LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Series V Preferred Stock Jan 12, 2024 Common Stock 357K $0.00 By Adnant LLC F1, F2
holding BLMH Warrants Jan 12, 2024 Common Stock 179K $2.80 By Adnant LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All securities reported herein are held by Adnant LLC of which Reporting Person is the sole member.
F2 Each share of Series V Preferred Stock is convertible at the option of the holder into ten (10) shares of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into ten (10) fully paid and non-assessable shares of Common Stock on the second anniversary of the issuance date.