John J. Augustine - 08 May 2023 Form 4/A - Amendment Insider Report for QUAINT OAK BANCORP INC (QNTO)

Role
EVP & Chief Financial Officer, Director
Signature
/s/ Diane J. Colyer POA for John J. Augustine
Issuer symbol
QNTO
Transactions as of
08 May 2023
Net transactions value
+$89,093
Form type
4/A - Amendment
Filing time
15 Sep 2023, 17:17:50 UTC
Date Of Original Report
10 May 2023
Previous filing
15 Jun 2021
Next filing
11 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNTO Common Stock Options Exercise $162,000 +20,000 +78% $8.10 45,536 08 May 2023 Direct F1
transaction QNTO Common Stock Tax liability $72,907 -4,028 -8.8% $18.10 41,508 08 May 2023 Direct F1
holding QNTO Common Stock 4,687 08 May 2023 By 401(k) Plan F2
holding QNTO Common Stock 22,200 08 May 2023 By IRA*
holding QNTO Common Stock 3,000 08 May 2023 By Spouse
holding QNTO Common Stock 19,184 08 May 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QNTO Employee Stock Option (Right to Buy) Options Exercise $0 -20,000 -100% $0.000000* 0 08 May 2023 Common Stock 20,000 $8.10 Direct F4
holding QNTO Employee Stock Option (Right to Buy) 20,000 08 May 2023 Common Stock 20,000 $13.30 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,500 shares granted pursuant to the Issuer's 2018 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 7,500 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
F2 Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 31, 2023.
F3 Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
F4 The options vested at a rate of 20% per year commencing on May 8, 2014.
F5 The options are vesting at a rate of 20% per year commencing on May 9, 2019.

Remarks:

* The reporting person is amending this Form 4 solely to correct that the 22,200 shares are held in his individual retirement account.