John J. Augustine - 11 Jun 2021 Form 4 Insider Report for QUAINT OAK BANCORP INC (QNTO)

Role
EVP & Chief Financial Officer, Director
Signature
/s/Diane J. Colyer by P.O.A. for John J. Augustine
Issuer symbol
QNTO
Transactions as of
11 Jun 2021
Net transactions value
-$5,400
Form type
4
Filing time
15 Jun 2021, 17:04:40 UTC
Next filing
15 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNTO Common Stock Sale $5,400 -300 -1.2% $18.00 25,536 11 Jun 2021 Direct F1
holding QNTO Common Stock 4,135 11 Jun 2021 By 401(k) Plan F2
holding QNTO Common Stock 22,200 11 Jun 2021 By IRA
holding QNTO Common Stock 3,000 11 Jun 2021 By Spouse
holding QNTO Common Stock 17,507 11 Jun 2021 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QNTO Employee Stock Option (Right to Buy) 20,000 11 Jun 2021 Common Stock 20,000 $13.30 Direct F4
holding QNTO Employee Stock Option (Right to Buy) 20,000 11 Jun 2021 Common Stock 20,000 $8.10 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,000 shares granted pursuant to the Issuer's 2018 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 7,500 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
F2 Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated June 15, 2021.
F3 Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
F4 The options are vesting at a rate of 20% per year commencing on May 9, 2019.
F5 The options vested at a rate of 20% per year commencing on May 8, 2014.