Key facts
- This page summarizes Daniel E. Schueller's Form 4 filing for BROADWIND, INC. (BWEN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Aug 2023, 17:37.
Daniel E. Schueller - 16 Aug 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)
- Reporting relationship
- Pres., Broadwind Heavy Fab.
- Issuer ticker
- BWEN
- Reported as of
- 16 Aug 2023
- Net transaction value
- +$10,678
- SEC form
- 4
- Accepted by SEC
- 17 Aug 2023, 17:37:47 UTC
- Prior SEC filing
- 30 May 2023
- Next SEC filing
- 29 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Schueller filed Form 4 for BROADWIND, INC. (BWEN) on 17 Aug 2023.
Change
- Previous filing in this sequence was filed on 30 May 2023.
- Current net transaction value: +$10,678.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWEN
transaction
Common Stock
Purchase
- Transaction value
- $10,678
- Shares
- +3,000
- Change %
- +2.2%
- Price
- $3.56
- Shares after
- 137,382
- Date
- 16 Aug 2023
- Ownership
- Direct
- Footnotes
- F1, F2
BWEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,323
- Date
- 16 Aug 2023
- Ownership
- By 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
Footnote F2
Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.