Daniel E. Schueller - 16 Aug 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role: Pres., Broadwind Heavy Fab.
Signature: /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Issuer symbol: BWEN
Transactions as of: 16 Aug 2023
Net transactions value: +$10,678
Form type: 4
Filing time: 17 Aug 2023, 17:37:47 UTC
Previous filing: 30 May 2023
Next filing: 29 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BWEN	Common Stock	Purchase	$10,678	+3,000	+2.2%	$3.56	137,382	16 Aug 2023	Direct	F1, F2
holding	BWEN	Common Stock						13,323	16 Aug 2023	By 401(k) Plan

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
F2	Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.