Daniel E. Schueller - Aug 16, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
Aug 16, 2023
Transactions value $
$10,678
Form type
4
Date filed
8/17/2023, 05:37 PM
Previous filing
May 30, 2023
Next filing
Apr 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Purchase $10.7K +3K +2.23% $3.56 137K Aug 16, 2023 Direct F1, F2
holding BWEN Common Stock 13.3K Aug 16, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
F2 Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.