Daniel E. Schueller - May 25, 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Stock symbol
BWEN
Transactions as of
May 25, 2023
Transactions value $
-$50,212
Form type
4
Date filed
5/30/2023, 04:40 PM
Previous filing
May 10, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +11.7K +10.85% $0.00 119K May 25, 2023 Direct
transaction BWEN Common Stock Award $0 +27.4K +22.99% $0.00 147K May 25, 2023 Direct
transaction BWEN Common Stock Tax liability -$50.2K -12.2K -8.33% $4.11 134K May 25, 2023 Direct F1, F2
holding BWEN Common Stock 12.7K May 25, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
F2 Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.