Daniel E. Schueller - 25 May 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Reporting relationship: Pres., Broadwind Heavy Fab.
Issuer ticker: BWEN
Reported as of: 25 May 2023
Net transaction value: -$50,212
SEC form: 4
Accepted by SEC: 30 May 2023, 16:40:48 UTC
Prior SEC filing: 10 May 2023
Next SEC filing: 17 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed

Key filing fact

Daniel E. Schueller filed Form 4 for BROADWIND, INC. (BWEN) on 30 May 2023.

Key facts

This page summarizes Daniel E. Schueller's Form 4 filing for BROADWIND, INC. (BWEN).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 30 May 2023, 16:40.

Change

Previous filing in this sequence was filed on 10 May 2023.
Current net transaction value: -$50,212.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BWEN transaction

Common Stock

Award

Transaction value: $0
Shares: +11,666
Change %: +11%
Price: $0.000000
Shares after: 119,193
Date: 25 May 2023
Ownership: Direct

BWEN transaction

Common Stock

Award

Transaction value: $0
Shares: +27,406
Change %: +23%
Price: $0.000000
Shares after: 146,599
Date: 25 May 2023
Ownership: Direct

BWEN transaction

Common Stock

Tax liability

Transaction value: $50,212
Shares: -12,217
Change %: -8.3%
Price: $4.11
Shares after: 134,382
Date: 25 May 2023
Ownership: Direct
Footnotes: F1, F2

BWEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,746
Date: 25 May 2023
Ownership: By 401(k) Plan

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

Footnote F2

Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.