May K. Chan - Jul 27, 2023 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
SVP, General Counsel
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Jul 27, 2023
Transactions value $
$0
Form type
4
Date filed
7/31/2023, 08:43 PM
Previous filing
Jan 26, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 1.33K Jul 27, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Award $0 +1.45K $0.00 1.45K Jul 27, 2023 Common Stock 1.45K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 24.546 shares acquired through dividend reinvestment year-to-date
F2 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3 These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control.