May K. Chan - 27 Jul 2023 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role: SVP, General Counsel
Signature: /s/ Georgia Lo, attorney-in-fact
Issuer symbol: CATY
Transactions as of: 27 Jul 2023
Net transactions value: $0
Form type: 4
Filing time: 31 Jul 2023, 20:43:22 UTC
Previous filing: 26 Jan 2023
Next filing: 03 Oct 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CATY	Common Stock						1,330	27 Jul 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CATY	Restricted Stock Units	Award	$0	+1,448		$0.000000	1,448	27 Jul 2023	Common Stock	1,448		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 24.546 shares acquired through dividend reinvestment year-to-date
F2	Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3	These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control.