May K. Chan - Jan 19, 2023 Form 3 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role: SVP, General Counsel
Signature: /s/ Georgia Lo, attorney-in-fact
Stock symbol: CATY
Transactions as of: Jan 19, 2023
Transactions value $: $0
Form type: 3
Date filed: 1/26/2023, 05:02 PM
Next filing: Jul 31, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CATY	Common Stock						1.31K	Jan 19, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CATY	Restricted Stock Units							Jan 19, 2023	Common Stock	921		Direct	F1, F2
holding	CATY	Restricted Stock Units							Jan 19, 2023	Common Stock	723		Direct	F2, F3
holding	CATY	Restricted Stock Units							Jan 19, 2023	Common Stock	1.07K		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units are scheduled to fully vest on October 1, 2023, or earlier in the event of death, disability, retirement, or change in control.
F2	Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3	These restricted stock units are scheduled to fully vest on May 21, 2024, or earlier in the event of death, disability, retirement, or change in control.
F4	These restricted stock units are scheduled to fully vest on March 16, 2025, or earlier in the event of death, disability, retirement, or change in control.