May K. Chan - Oct 2, 2023 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
SVP, General Counsel
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Oct 2, 2023
Transactions value $
-$10,929
Form type
4
Date filed
10/3/2023, 08:33 PM
Previous filing
Jul 31, 2023
Next filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +921 +68.61% $0.00 2.26K Oct 2, 2023 Direct F1
transaction CATY Common Stock Tax liability -$10.9K -319 -14.09% $34.26 1.94K Oct 2, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Options Exercise $0 -921 -100% $0.00* 0 Oct 2, 2023 Common Stock 0 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 36.789 shares acquired through dividend reinvestment year-to-date
F2 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3 The Reporting Person previously reported the award of 921 shares of restricted stock units on Form 3 filed January 26, 2023. Such restricted stock units vested in full and distributed on October 2, 2023.